Securities rules and regulations are complex and far reaching. Whether you are a small privately held enterprise or a large multinational Fortune 100 company, it is essential to be aware of and comply with all applicable securities laws, rules and regulations.
Our attorneys at Rele & Becker, have in depth training and experience counseling and advising investors and issuers on securities law issues and compliance. Our attorney have represented investors as well as issuers in various types of private placements, including senior and subordinated debt (secured and unsecured), preferred and common stock, warrants and debt with convertibility or contingent interest features.
Our attorneys have expertise in private placements under Section 4(2) of the Securities Act of 1933, Regulation D offerings, Regulation S offerings and Rule 144A offerings to institutional investors. In addition our attorneys have also handled Global Depositary Receipts (GDR) offerings on behalf of foreign issuers.
Our attorneys are dedicated to providing the highest quality legal services in the most efficient manner possible. Our attorneys are thoroughly familiar with the laws, customs, precedents and issues encountered in securities and financing transactions.